;

WEBCAST

Insider Trading 

How to Monitor for Insider Trading

 

In the last few years, regulators around the world have shown their willingness to investigate and prosecute insider trading cases. Buy-side firms involved have suffered significant damage to their reputation, potentially resulting in lost AUM, amounting to even more than the fines and penalties themselves - and in some cases, a catastrophic loss of business. 

View Nasdaq's webcast to discover:

  • Approaches to insider trading & controlling the risks 
  • Regional differences with insider trading and the buy-side compliance culture
  • Detecting insider trading in buy-side firms 
  • Partnership between Nasdaq and buy-side behavioural analytics specialist, Sybenetix
Speakers in this webcast include:
  • Michael O'Brien, Head of Product Management, Nasdaq
  • Paul Young, P.h.D., Head of Product Development for the Buy-side, Nasdaq
  • Danielle Tierney, Senior Analyst, Aite Group 



If you would like to receive such communications and information, please check the box above and click submit. A confirmation email will be sent to the email address inserted in the form above.

You can update or opt-out of these communications at any time by using the mechanism provided in the confirmation email and in the communications sent to you. Your personal data will be processed in accordance with our Privacy Policy.