Register for your regional session:

NASDAQ BUY-SIDE COMPLIANCE BRIEFING


The agenda will include:
  • Introduction to Nasdaq Risk & Surveillance
  • Market structure evolution, regulatory change and impacts on the buy-side
  • Leveraging behavioral analytics to improve surveillance
  • Nasdaq Buy-Side Compliance in action – effectively monitoring for insider trading
  • Q&A 

Locations will include:
  • Singapore – Thursday, 30 November
  • Hong Kong – Tuesday, 5 December
  • Tokyo – Thursday, 7 December