Insider Trading 

What buy-side firms need to know about monitoring for insider trading

Thursday, 9 November @ 10:00 AM ET/ 3:00 PM GMT 

In the last few years, regulators around the world have shown their willingness to investigate and prosecute insider trading cases. Buy-side firms involved have suffered significant damage to their reputation, potentially resulting in lost AUM, amounting to even more than the fines and penalties themselves - and in some cases, a catastrophic loss of business. 

Join Nasdaq's upcoming webcast as we discuss:

  • Approaches to insider trading & controlling the risks 
  • Challenges to overcome with the upcoming implementation of MiFID II
  • Surveillance recommendations for buy-side firms 
  • Partnership between Nasdaq and buy-side behavioural analytics specialist, Sybenetix
Speakers in this webinar include:
  • Michael O'Brien, Head of Product Management, Nasdaq
  • Paul Young, P.h.D., Head of Product Development for the Buy-side, Nasdaq
  • Danielle Tierney, Senior Analyst, Aite Group