2016 Nasdaq Global Compliance Survey: Inside the Mind of the Compliance Officer

Electronic Communications (eComms) Monitoring

Surveillance professionals are continuously challenged with global and regional regulatory change as well as an influx of new data sources – placing them under significant pressure to ensure systematic surveillance processes are implemented.

The latest Nasdaq Global Compliance Survey Report focuses specifically on electronic communications (eComms) monitoring and its adoption amongst global compliance teams – investigating key trends in eComms and how automated processes and procedures can help firms to break down silos between data sources, more efficiently monitor traders and detect previously unknown risks.

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